InvestorCOM is a leading provider of regulatory compliance software and communications solutions for banks, asset managers, insurance companies and investment dealers in the financial services industry. Our innovative suite of FinTech solutions were developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry.
For more than 20 years, InvestorCOM has been providing regulatory compliance pain relief for global wealth managers. We recently launched a compliance platform for Reg BI. This intuitive platform is well suited to satisfying the principles set out by US regulators and supports the key categories of disclosure and record-keeping, adviser and process oversight, and investment product selection and monitoring.
- Reg BI Day 2 – Implementation Considerations after June 30
- Wealth Management Compliance Challenges in a Remote Environment