AML/CFT & Sanctions Surveillance

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AML/CFT & Sanctions Surveillance

The AML/CFT & Sanctions module includes transactions surveillance and payments monitoring. It covers all the regulatory monitoring requirements in force under the relevant laws or regulations for AML, CFT and Sanctions. Monitoring scope may include all relevant events, facts and transactions. Machine learning can be applied to prioritize the generated risk signals. Robotics can be included to automatically process the objective AML alerts. Standard reports and interfaces on suspicious transactions and activities.

Key Features

Monitoring & Detection

  • A rules and decision-engine for monitoring transactions
  • Screening and list matching of all counter parties and legal persons involved
  • Signal generation for scenarios based on business rules and features
  • Rules maintenance including audit trail and testing

Analysis & Handling

  • Link analysis that combines all investigation processes — from all modules
  • Automated process for quickly handling objective signals
  • Reduced false positives and increased safeguarding of accountability.

Risk Scoring

  • Real-time risk score adjustments for increased monitoring scrutiny
  • Alert shaping process to prioritize and determine relevance
  • Connectivity with 3rd-party monitoring tools for enhanced signal integration

Key Benefits

  • Fully integrated with KYC/CDD, Special Investigations, and Fraud & Integrity Risk Surveillance modules
  • Robotic Process Automation (RPA) for quick and easy handling of signals, alerts and false positives
  • End-to-end AML surveillance
  • One central application for all regulatory compliance related to AML and sanctions
  • Continuous feedback loop for human-to-machine learning