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Compliance

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Overview

Allvue Systems’ Compliance module integrates current exposure and market data to deliver compliance at all stages of the trade life cycle, including hypothetical testing, pre-trade, trade allocation, post-trade, and ongoing portfolio monitoring across all portfolios in real-time.

Key Features

  • Automate and customize summary & detail reports and dashboards, including compliance trend reporting
  • Handle any rule type, regardless of complexity, with powerful rules engine and other derivatives
  • Perform cross-portfolio hypothetical trades & historical compliance analysis, model portfolios, and compare scenarios side-by-side
  • View real-time compliance test results and pre- and post- trade capacities across each fund for every asset & rule
  • Stand up funds and make test revisions/additions independently
  • Set restriction capabilities for trades, issuers, assets, and counterparties
  • Utilize test library that includes all industry standard tests for CLO (US and Euro), 40 ACT, SMA, UCITS, BDC, Leverage Facility, Borrowing Base, and Muni Fund types
  • Use configurable trade compliance rules such as best execution and inter-portfolio trading limitations

Key Benefits

  • Access fully audited results with compliance breach and cure management workflows
  • Stay informed in real-time with rule-based breach and other alert notifications
  • View compliance results at any stage of the trade life cycle