Trade and Portfolio Compliance Systems

VendorMatch

I confirm I have read and understand the terms of use and privacy policy related to the use of VendorMatch and that my information may be shared with the vendors whose pages I access. Subscribers to our VendorMatch premium services should ensure they are signed in to benefit from the anonymity feature prior to visiting a vendor profile. If you do not have a VendorMatch premium subscription you can learn more here.
Use our directory to find trade and portfolio compliance management Systems available for financial institutions. Use the online research and guides to evaluate Trade and porfolio compliance management systems used by investment and trading firms to support hard and soft limits for portfolio holdings and trading positions in order to manage risk and keep compliant with investment constraints and compliance mandates.
  • Linedata Compliance Linedata
    Linedata Compliance focuses on incorporating your existing complex business requirements and workflows of compliance officers at asset managers,…
  • ITG Compliance Monitoring System ITG
    Centrally manage global portfolio compliance activity across all phases of the investment process, security types, and global compliance directi…
  • Prism TORA
    TORA Prism is a leading portfolio and risk management system that provides historical and real-time P&L, VaR, exposure bucketing and scenario an…
  • RMS (Research Management Software) MackeyRMS
    Mackey Research Management Software will change the way your investment research works for you - without changing the way you work. We will revo…
  • Direct for Wealth Management Morningstar, Inc.
    We help advisors and investment managers make better decisions in a world where we're seeing increased scrutiny around fees, risk, and an emphsi…
  • Capital Markets: Analytics Solution Quantifi
    A comprehensive suite of cross-asset models, built on modern technology, generate timely, accurate and consistent front-to-back analytics The OT…
  • Sentinel Compliance Fidessa
    Compliance has become increasingly prominent as regulatory oversight exerts a growing influence over the markets, and clients demand progressive…
  • MX.3 for Enterprise Risk Management Murex
    MX.3 for Enterprise Risk Management (ERM) is designed to help financial institutions optimize their risk infrastructures and reduce the cost of…
  • Trading Solutions FactSet
    Make informed decisions faster, trade more efficiently, and manage compliance so you can increase performance and reduce operating margin to com…
  • Axioma Portfolio Axioma
    Axioma Portfolio’s integrated suite of tools gives you the flexibility to invest your way. Construct portfolios, test strategies and rebalance w…
  • Prime Brokerage Softek
    Softek has extensive experience of providing services to Prime Brokerages. With regulatory change increasing the pressure on the bottom line, So…
  • InstaNext Platform InstaNext Inc
    InstaNext offers innovative solutions to address the complex and volatile commodities market. The InstaNext platform works across multiple commo…
  • OTC Derivatives, FI, FX, Swaps O/EMS Adroit Trading Technologies
    The Alta E/OMS platform is the industries first front-to-back system capable of handling complex fund structures and OTC instruments out of the…
  • PortfolioOne LayerOne Financial
    PortfolioOne, is an all-in-one, cloud-hosted, front-to-back office investment management platform designed to harness the value of big data and…
  • Dimension SimCorp
    SimCorp Dimension is the most comprehensive integrated system on the market. It supports the complete buy-side investment management value chain…
Search results
No results
Show results & filters
Create a vendor selection project & run comparison reports
Click to express your interest in this report
Indication of coverage against your requirements
A subscription is required to activate this feature. Contact us for more info.
Celent have reviewed this profile and believe it to be accurate.