Use our directory to find trade and portfolio compliance management Systems available for financial institutions. Use the online research and guides to evaluate Trade and porfolio compliance management systems used by investment and trading firms to support hard and soft limits for portfolio holdings and trading positions in order to manage risk and keep compliant with investment constraints and compliance mandates.

Prism TORA
TORA Prism is a leading portfolio and risk management system that provides historical and real-time P&L, VaR, exposure bucketing and scenario an…
ITG Compliance Monitoring System ITG
Centrally manage global portfolio compliance activity across all phases of the investment process, security types, and global compliance directi…
Surveyor Trillium Labs
Surveyor is a post trade surveillance tool designed to detect and eliminate market manipulation. Surveyor minimizes false positives and provides…
Capital Markets: Analytics Solution Quantifi
A comprehensive suite of cross-asset models, built on modern technology, generate timely, accurate and consistent front-to-back analytics The OT…
Direct for Wealth Management Morningstar, Inc.
We help advisors and investment managers make better decisions in a world where we're seeing increased scrutiny around fees, risk, and an emphsi…
Compliance Allvue Systems
Allvue Systems’ Compliance module integrates current exposure and market data to deliver compliance at all stages of the trade life cycle, inclu…
MX.3 for Enterprise Risk Management Murex
MX.3 for Enterprise Risk Management (ERM) is designed to help financial institutions optimize their risk infrastructures and reduce the cost of…
Jacobi Jacobi
Jacobi is a solution for complex multi-asset investment processes. A typical investment group works with more than two dozen different applicati…
Trading Solutions FactSet
Make informed decisions faster, trade more efficiently, and manage compliance so you can increase performance and reduce operating margin to com…
Axioma Portfolio Qontigo (Axioma)
Axioma Portfolio’s integrated suite of tools gives you the flexibility to invest your way. Construct portfolios, test strategies and rebalance w…
Predict360 Risk Intelligence and Management Platform 360factors, Inc.
Predict360 enables functional managers and staff to optimize day-to-day risk and compliance responsibilities while providing executive stakehold…
Prime Brokerage Softek
Softek has extensive experience of providing services to Prime Brokerages. With regulatory change increasing the pressure on the bottom line, So…
JANUS RISK Manager The Technancial Company Ltd.
JANUS Risk Manager is a multi-asset, multi-currency and multi-market real-time risk management, transaction monitoring and surveillance system,…
WealthTech Suite Objectway
The Objectway WealthTech Suite is the new generation platform designed to answer to the challenges and the increasing innovation demand of Wealt…
OTC Derivatives, FI, FX, Swaps O/EMS Adroit Trading Technologies
The Alta E/OMS platform is the industries first front-to-back system capable of handling complex fund structures and OTC instruments out of the…

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