Artificial Intelligence Risk, Inc.: RIA GPT

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5 June 2024


In recent years, there has been a notable uptick in financial advisors utilizing large language models (LLMs) to enhance their services and provide more comprehensive support to their clients. LLMs have changed the way financial advisors interact with data and generate insights. These advanced AI models can process vast amounts of financial information, analyze market trends, and generate personalized recommendations—all in real time.

Artificial Intelligence Risk, Inc. (AI Risk), is a software company dedicated to providing cybersecurity, risk governance, and compliance management solutions for AI systems. AI Risk was created to provide companies ranging in size from large corporations to startups to manage AI effectively, mitigating risks and ensuring regulatory compliance across all AI models. The platform provides firms with safe access to LLMs through AI agents, recognizing the increasing adoption of AI and LLMs by financial advisors. The company offers a comprehensive SEC compliance solution for AI and cybersecurity, ensuring that RIAs can leverage the benefits of AI while adhering to regulatory requirements.

The AI Risk team briefed Celent on the RIA GPT solution in May 2024. There are two versions: RIA GPT Pro, a SaaS version focused on individual RIAs, and RIA GPT Enterprise, installed on premises or in a private cloud environment that accommodates anywhere from dozens to thousands of users.