Webinar: Day 2 Industry Responses to Reg BI
Given the winds of political change and the SEC’s October 26 roundtable on Regulation Best Interest, Dan Latimore, Chief Research Officer and Neil Sheehan, Wealth Management Analyst from Celent will provide an insightful conversation on:
- The macro outlook: The impact of political change on Reg BI and the wealth management industry
- Common regulatory gaps and priorities from a Reg BI perspective
- Drivers for extending the technology stack to meet Reg BI’s regulatory gaps
Join us in this live webinar that builds on the research from Celent’s report which tracks the industry’s progress on the adoption of Regulation Best Interest.
Webinar Date: Thursday, November 19 at 3:00 pm ET