US Broker Dealers Net Capital Calculations solution
To meet evolving and upcoming regulations, financial institutions need a powerful capital and computation regulatory framework combined with a flexible reporting solution. AxiomSL’s comprehensive solution enables broker-dealers to source, enrich, calculate, analyze, disclose, reconcile and consolidate data to meet reporting requirements for both internal and external stakeholders.
Given the diversity of the reports; US Treasury reporting, Focus reporting, Positions reporting, Investment Advisors and Commodity Trading Advisor Reporting as well as Capital computation and Liquidity Measurements & Standards, AxiomSL’s solution enables broker-dealers to leverage their data to meet regulatory requirements across multiple reports on ONE platform.
This integrated platform has the ability to perform capital adequacy computations at various levels of granularity and from multiple and diverse sources providing all the steps to comply with regulatory requirements and financial control reporting. It delivers a transparent link between the client’s data source and the standard calculations. AxiomSL’s SRP manages multiple financial applications while streamlining and automating reporting processes across critical business functions in multiple jurisdictions.The solution provides the flexibility to make rapid and frequent changes to meet evolving regulatory requirements.
- Aggregate and map data in a timely manner while meeting the principles of accuracy, integrity, completeness and adaptability;
- Interface with clients’ data structure and workflow process without any data conversion;
- Centralize data collection;
- Allow for quick implementation;
- Compute capital adequacy calculations at various levels of granularity from multiple and disparate
- Provide cost-effective preparation of regulatory reports for electronic review and submission;
- Streamline and automate reporting processes
- Embed transparency in calculations and reporting process;
- Optimize capital adequacy;
- Robust data-driven solution;
- Pre-built and tested calculation engine;
- Centralize all data collection from disparate data sources;
- Flexible, transparent, scalable, auditable, performance driven product (high volumes);
- Provide comprehensive data dictionary;
- Scenario analysis/Stress test capabilities;
- Leverage capabilities (i.e. implementation used at other locations).