Regulatory compliance experts with Wolters Kluwer Compliance Solutions will share insights for U.S. financial institutions adapting to current and expected regulatory priorities and oversight measures in a virtual Compliance Executive Roundtable from 1 p.m. to 2:15 CDT on Tuesday, May 4, and Thursday, May 20.
Former federal regulator and compliance executive Timothy R. Burniston, Senior Advisor, Regulatory Strategy, will provide an overview of emerging regulatory developments and oversight trends. Thomas Grundy, Senior Director, U.S. Advisory Services, will present considerations for entering strategic partnerships and for managing risks faced by banks and fintechs offering “Banking as a Service” solutions.
Attendees can expect to hear guidance on measures that financial institutions can take in fortifying their compliance practices to manage the ongoing economic impacts of the pandemic, highlights of recent leadership changes in Washington, D.C., and the anticipated increase in regulatory developments stemming from these leadership changes.
“The pace of regulatory change, the rise of financial technologies and fintech players, and the ongoing effects of the Covid-19 pandemic all generate a high degree of interest as to how these changes are impacting the financial services industry,” said Steven Meirink, Executive Vice President and General Manager, Wolters Kluwer Compliance Solutions. “These informational Roundtables can play a significant role in helping financial institutions better understand the regulatory environment, the issues impacting their ability to effectively manage compliance risk, and best practices that leading organizations should consider as part of their compliance strategy.”
Capacity for these complimentary events is limited. Those interested in attending are encouraged to register early to one of the virtual sessions and to identify their date selection during the registration process.
Wolters Kluwer Compliance Solutions is a market leader and trusted provider of risk management and regulatory compliance solutions and services to U.S. insurance companies, banks, credit unions, and securities firms. The business, which sits within Wolters Kluwer’s Governance, Risk & Compliance (GRC) division, helps these financial institutions efficiently manage risk and regulatory compliance obligations, and gain the insights needed to focus on better serving their customers and growing their business.
Wolters Kluwer’s GRC division provides an array of expert solutions to help U.S. financial institutions manage regulatory and risk obligations. Wolters Kluwer Compliance Solutions’ OneSumX® for Regulatory Change Management helps financial institutions effectively manage the enormous breadth, scope and volume of ever-evolving legislative and regulatory changes, providing structured, actionable content to help ensure compliance. Wolters Kluwer Lien Solutions’ iLien Motor Vehicle provides for the processing and management of motor vehicle titles and liens, helping solve the most unique and complicated challenges in title perfection. In addition, CT Corporation’s Covid-19 resource center provides businesses and law firms with pandemic-related international, federal and state legislative updates.