Securities & Investments | Blogs

In Response to COVID-19: Virtual AGMs 5 April 2020 Blog Neil Sheehan
As we enter April, proxy season kicks off with the majority of public companies starting to host their annual general meetings (AGMs). Amidst CO…
COVID-19 has unleashed a new low in financial crime 3 April 2020 Blog Neil Katkov
We are likely entering a prolonged period of heightened vulnerability to fraud and other financial crime due to criminal activity exploiting COV…
Working from home with five young kids 30 March 2020 Blog Tom Scales
I am sure you’ve been reading about Working from Home and how to make the experience work. Maybe you work from home occasionally. Maybe you even…
Push Not Pull 24 March 2020 Blog William Trout
In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…
How is your company handling the rush to Work from Home (WFH)? 23 March 2020 Blog Keith Raymond
Businesses are being amazingly adaptable to the COVID-19 crisis, what will the social implications be to virtualizing and isolating the workforc…
Cutting the Regulator Some Slack 21 March 2020 Blog William Trout
So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…
New Normal in 2020 19 March 2020 Blog Eiichiro Yanagawa
For the workers at large-scale Japanese companies, including financial institutions, the daily commute has always been an important aspect of bu…
COVID-19 Resource Center 17 March 2020 Blog
The rapid spread of the Coronavirus is impacting organizations around the world. Stay informed with the latest thinking from across Oliver Wyman…
Financial Crime in The Time of COVID-19 16 March 2020 Blog Arin Ray
COVID-19 continues to take its toll as its impact grows on several aspects of our lives. Celent has talked about its potential impact on financi…
How much does a bank's asset-liability management (ALM) system fit into a bank's COVID-19 response strategy? 16 March 2020 Blog Cubillas Ding
How much does a bank's balance sheet asset-liability management (ALM) systems fit into a bank's COVID-19 response strategy? Apparently a lot. An…
COVID-19: Early implications for planning Financial Services technology investment 9 March 2020 Blog Daniel W. Latimore and Jamie Macgregor
With Italy going into full quarantine overnight, significant oil price volatility, and the largest one-day drop in some of the world’s leading s…
Tech-Driven Investment Strategy and Research Management Systems (RMS): Global Trends and Initiatives in Japan 24 February 2020 Blog Eiichiro Yanagawa
New technologies are accelerating the modernization of investment strategies and decision-making in capital markets. Through digitizing, reimagi…
Do you know about VendorMatch? 11 February 2020 Blog Karen Monks
Are you looking for a new system? If so, do you know about VendorMatch? Celent’s VendorMatch is a tool that helps you identify vendors who sell…
10 APAC Conferences: 2019 in Review, Part 2 3 February 2020 Blog Eiichiro Yanagawa
Conferences are always exciting and filled with thought-provoking ideas and discussion. This was indeed the case in 2019 around Asia. The year w…
10 APAC Conferences: 2019 in Review, Part 1 2 February 2020 Blog Eiichiro Yanagawa
Conferences are always exciting and filled with thought-provoking ideas and discussion. This was indeed the case in 2019 around Asia. The year w…