Celent Roundtable | Next-Gen Paradigms for Operational Risk, Compliance, and Financial Crime

Create a vendor selection project & run comparison reports
Click to express your interest in this report
Indication of coverage against your requirements
A subscription is required to activate this feature. Contact us for more info.
Celent have reviewed this profile and believe it to be accurate.
16 October 2018 14:00 - 18:00 EDT (19:00 BST, 20:00 CEST)
1166 Avenue of the Americas 28th Floor, United States


Risk and compliance in the financial industry is at a watershed moment. While continuing to be heavily invested in legacy operational risk systems, firms are seeking to use advanced technologies to overcome the traditional trade-offs of efficiency and efficacy. This roundtable will feature four in-depth sessions examining the potential of and prospects for next generation technologies including artificial intelligence and blockchain for compliance and financial crime.

This exclusive, invitation-only event will allow senior leaders from leading financial firms to discuss the latest trends, developments, and innovations related to risk management and compliance.

The event is facilitated by Celent analysts and supplemented by Celent research, but includes peer-to-peer discussions between executives at financial institutions.

The event follows our traditional format, with Celent analysts presenting trends/points-of-view and introducing specific tools and technology to address pressing challenges and opportunities and with the discussion covering regulations, technologies, and new business models affecting the delivery of risk management in North America.

Learn how the latest trends, insights and new business models and technologies are affecting the risk management value chain.

  • How are AI, blockchain, and other next-generation technologies helping financial firms solve compliance pain points for KYC, AML, fraud, and surveillance?

  • Where are regtech firms having the greatest impact in the operational risk space?

  • When will AI enable fully automated financial crime processes? What roles will vendors, firms, and regulators play in adoption timelines?


Topics on the agenda include:

  • Remaking Risk: A Taxonomy of RegTech
  • Tackling False Positives with AI
  • A New Wave in Capital markets Surveillance: As Far as the AI Can See
  • Digital Identity as a Tradeable Asset: Harnessing Blockchains for KYC & AML

Click here for the complete agenda.



The exclusive invitation-only event is part of a series of targeted roundtables offered by Celent's Securities and Investment Practice. Building on Celent’s position as a thought leader, these private, closed-door sessions provide a confidential environment to allow participants to engage openly. Sessions are limited to senior industry representatives from select organisations and are not open to the media. Pre-registration is required. For information, contact Andrew Renzella at or Sasi Kandasamy at

Event details

Capital Markets, Corporate Banking, Retail Banking, Wealth Management
Geographic Focus
North America
Briefing / Round table