Event
30 April - 3 December 2025
<p>Led by former-FCA regulator Sophia Fulugunya, this training covers the major themes in Transaction Reporting Governance, key roles and responsibilities for each and oversight expectations from a regulatory perspective.</p><h3>Course Overview</h3><p>This two-hour, CPD-accredited course offers face-to-face training and is conducted at Qomply’s Central London Office. Participants receive comprehensive instruction on the fundamentals of Transaction Reporting Governance and Oversight.</p><h3>Topics to include</h3><p>• The use of transaction reports in the regulator’s mission to detect potential market abuse<br>• Transaction reporting processes to facilitate effective oversight of the regime<br>• No one size fits all model, but three major themes/levels should exist in Transaction Reporting Governance chain<br>• Key Roles & Responsibilities for each major Governance theme/level<br>• Oversight expectations from a regulatory perspective</p><h3>What are the outcomes?</h3><p>• Greater understanding of the major themes in Transaction Reporting Governance, and oversight expectations from a regulatory perspective<br>• Practical guidance on key roles and responsibilities for each of the major Governance themes<br>• Reduced risk of non-compliance<br>• 2 CPD Accredited Hours</p><h3>Who is it for?</h3><p>The course is aimed at compliance and operations staff and in particular those involved in governance and oversight or looking to progress into such roles.</p><h3>In-Person Training Dates</h3><p>• 30 April 2025, 9.30am-11.30am GMT +1<br>• 2 July 2025, 9.30am-11.30am GMT +1<br>• 3 December 2025, 9.30am-11.30am GMT</p><h3>How much does it cost?</h3><p>The cost of the course is £375 + VAT.</p><h3>Location</h3><p>Qomply<br>118 Holborn Gate<br>330 High Holborn<br>London WC1V 7QT, UK</p><p>Learn more here: https://qomply.co.uk/training/governance/index.html</p>
