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The SEC's probe into Charles Schwab's robo-advisor is an early glimpse of the regulator's fintech crackdown

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5 July 2021

Financial firms braced themselves this spring when the Senate confirmed regulatory veteran Gary Gensler as head of the Securities and Exchange Commission.

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News article details

Industry
Property & Casualty Insurance
Media Type
News Articles
Geographic Focus
Asia-Pacific, EMEA, LATAM, North America