Seismic and Celent Present "All Hands on Deck: Technology's Role in the Scramble to Comply with the DOL Fiduciary Rule"
14 November 2016
How can firms better manage the current regulatory environment? To what extent has the Department of Labor’s fiduciary ruling already affected the industry and how prepared are firms and advisors as 2017 approaches?
Which technologies are best suited to help firms manage compliance and mitigate risk while lowering costs and restoring margins? Or is such an endeavor plain futile?
Join us on Monday, November 14th at 1pm EST as Seismic’s General Manager and Vice President of Financial Services Craig Dunham partners with Celent’s Senior Analyst of Securities and Investments William Trout for what is sure to be an insightful and engaging webinar.
Register and attend to learn about:
• The current regulatory environment as it pertains to wealth management and the resulting operational and financial challenges facing firms
• The technological solutions certain firms are leveraging to mitigate these challenges
• The future of the industry in relation to increased regulation, changing client demographics and the adoption of such technological solutions