Employee trading compliance becomes more challenging as volumes grow. Analysts frequently spend too much time manually inputting data, chasing missing statements, or reconciling. Xceptor provides a solution that automates the capture of broker statements and extracts and validates the data simplifying the compliance process.

In this session, you will find out how to:

• Easily add/onboard new employees or brokers
• Extract all the necessary data from employee broker statements apply business rules and manage exceptions
• Communicate with employees to resolve issues
• Automatically chase missing statements
• Update internal systems