Led by former-FCA regulator Sophia Fulugunya, Qomply’s CPD accredited MiFID II Transaction Reporting 101 Training provides participants with a strong understanding of the transaction reporting requirements for MiFID investment firms.

Course Overview

This half-day, CPD-accredited course offers face-to-face training and is conducted at Qomply’s Central London Office. Participants receive comprehensive instruction on the fundamentals of MiFIR transaction reporting.

Topics to include

• Overview of MiFIR Transaction Reporting Requirements

• Purpose of MiFIR Transaction Reporting

• MiFIR Reportable Instruments: Use of ESMA & FCA FIRDS

• Understanding Key Fields in MiFIR Transaction Reporting

• MiFIR Reporting Fundamentals incl. Identifying Counterparties, INTC convention & Block vs Fill

• How to Avoid Common Errors, Challenges & Pitfalls

• What Constitutes a Good MiFID II Reconciliation & Reconciliation Process Options

• Errors & Omissions: When & How to Complete

• Governance and Oversight Best Practices

Upcoming Dates & Times

• 5 March 2025, 9.30am-1.30pm GMT

• 18 June 2025, 9.30am-1.30pm GMT +1

• 5 November 2025, 9.30am-1.30pm GMT

Location

Qomply

118 Holborn Gate

330 High Holborn

London WC1V 7QT, UK

What are the outcomes?

• Greater understanding of the MiFID II transaction reporting requirements and how they impact your firm

• Practical guidance on how to troubleshoot common issues

• Reduced risk of non-compliance

• CPD Accredited Points

Who is it for?

The course is aimed at compliance and operations staff and those involved in the transaction reporting process. Ideal for new starters or those look for MiFIR refresher training.

How much does it cost?

The cost of the course is £575 + VAT.

Learn more here: https://qomply.co.uk/training/mifir/index.html