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Research related to US Broker Dealers Net Capital Calculations solution

Research related to FDIC Part 370 solution

Research related to SA-CCR - Standard Approach for Measuring Counterparty Credit Risk Exposures solution

Research related to FDSF - Firm Data Submission Framework solution

Research related to SCCL - Single Counterparty Credit Risk Limits

Research related to BCAR Basel Capital Adequacy Requirements solution

Research related to Swap Dealer Capital Calculations solution

Research related to Swiss Basel III Capital & Liquidity Calculations solution

Research related to MAS 610/1003 solution

Research related to MAS 610 Open Taxonomy solution

Research related to IFRS 9 solution

  • 7 June 2020

    Improving data management is a journey; in recent years many FIs have been ushering in changes to break down data silos and simplify data archit…

  • 24 March 2020

    In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…

  • 22 March 2020

    So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…

  • 9 January 2020

    EVOLUTION AND REVOLUTION IN RISK AND COMPLIANCE Risk and compliance in the financial industry is at a watershed moment. While continuing to be h…

  • 12 November 2018

    The General Data Protection Regulation (GDPR) is a piece of European Union legislation that regulates how personal data is collected, bought, so…

Research related to MiFID and MiFID II solution

Research related to QFC - Qualifited Financial Contracts

Research related to NSFR - Net Stable Fund Ratio

Research related to SFTR - Securities Financing Transactions Regulation

Research related to Form PF

  • 7 June 2020

    Improving data management is a journey; in recent years many FIs have been ushering in changes to break down data silos and simplify data archit…

  • 24 March 2020

    In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…

  • 22 March 2020

    So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…

  • 9 January 2020

    EVOLUTION AND REVOLUTION IN RISK AND COMPLIANCE Risk and compliance in the financial industry is at a watershed moment. While continuing to be h…

  • 12 November 2018

    The General Data Protection Regulation (GDPR) is a piece of European Union legislation that regulates how personal data is collected, bought, so…

Research related to Solvency II solution

Research related to PRA 110 - Prudential Regulation Authority

Research related to SHS - Statistics on Holdings of Securities

Research related to Anacredit solution

Research related to Trade and Transaction Reporting Overview

Research related to ControllerView Platform

  • 7 June 2020

    Improving data management is a journey; in recent years many FIs have been ushering in changes to break down data silos and simplify data archit…

  • 24 March 2020

    In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…

  • 22 March 2020

    So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…

  • 9 January 2020

    EVOLUTION AND REVOLUTION IN RISK AND COMPLIANCE Risk and compliance in the financial industry is at a watershed moment. While continuing to be h…

  • 12 November 2018

    The General Data Protection Regulation (GDPR) is a piece of European Union legislation that regulates how personal data is collected, bought, so…

Research related to APRA EFS solution

Research related to BCBS 239 solution

Research related to Broker Dealers Customer Protection Rule

Research related to FATCA - Foreign Account Tax Compliance Act solution

Research related to CRS - Common Reporting Standard solution

Research related to CRD IV Large exposures solution

  • 7 June 2020

    Improving data management is a journey; in recent years many FIs have been ushering in changes to break down data silos and simplify data archit…

  • 24 March 2020

    In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…

  • 22 March 2020

    So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…

  • 9 January 2020

    EVOLUTION AND REVOLUTION IN RISK AND COMPLIANCE Risk and compliance in the financial industry is at a watershed moment. While continuing to be h…

  • 12 November 2018

    The General Data Protection Regulation (GDPR) is a piece of European Union legislation that regulates how personal data is collected, bought, so…

Research related to FORM CPO-PQR

  • 7 June 2020

    Improving data management is a journey; in recent years many FIs have been ushering in changes to break down data silos and simplify data archit…

  • 24 March 2020

    In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…

  • 22 March 2020

    So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…

  • 9 January 2020

    EVOLUTION AND REVOLUTION IN RISK AND COMPLIANCE Risk and compliance in the financial industry is at a watershed moment. While continuing to be h…

  • 12 November 2018

    The General Data Protection Regulation (GDPR) is a piece of European Union legislation that regulates how personal data is collected, bought, so…

Research related to Shareholding Disclosures solution

  • 7 June 2020

    Improving data management is a journey; in recent years many FIs have been ushering in changes to break down data silos and simplify data archit…

  • 24 March 2020

    In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…

  • 22 March 2020

    So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…

  • 9 January 2020

    EVOLUTION AND REVOLUTION IN RISK AND COMPLIANCE Risk and compliance in the financial industry is at a watershed moment. While continuing to be h…

  • 12 November 2018

    The General Data Protection Regulation (GDPR) is a piece of European Union legislation that regulates how personal data is collected, bought, so…

Research related to Risk Management

Research related to CECL - Current Expected Credit Loss

Research related to FRTB - Fundamental Review of the Trading Book solution

Research related to Data Lineage solution

Research related to Liquidity Risk Management solution

Research related to IRRBB - Interest Rate Risk in the Banking Book solution