19 October 2021
The specialized technology that supports risk management functions has traditionally been supplied by internal development teams as well as by e…
Research related to Axioma Reporting Solutions
-
-
21 June 2021This year, Celent interviewed 25 chief information officers and senior technology leaders of global market infrastructure (MI) to understand the…
-
8 December 2020The world had a tough 2020 but, unlike the 2008 financial markets crisis, this time capital markets emerged as the hero as governments worldwide…
-
9 November 2020Broker-dealers continue to watch how the SEC and FINRA interpret and enforce Regulation Best Interest (Reg BI) and Form CRS. On October 26th, th…
-
28 October 2020Regulation based on principle will generate uncertainty; such are the challenges of interpretation. In the case of Reg BI, the tests involved in…
-
4 October 2020Employee conduct is critical for financial institutions due to the reputational and regulatory risks. It is a complex, enterprise-wide area invo…
-
7 June 2020Improving data management is a journey; in recent years many FIs have been ushering in changes to break down data silos and simplify data archit…
-
23 March 2020In my previous post, I proposed a new, virtual model for regulatory reviews, one that leverages the enterprise-wide lens furnished by modern com…
-
22 March 2020So-called collaboration tools like Zoom and Slack were on the radar of SEC and other regulators well before COVID-19. In fact, FINRA made explic…
-
8 January 2020EVOLUTION AND REVOLUTION IN RISK AND COMPLIANCE Risk and compliance in the financial industry is at a watershed moment. While continuing to be h…
-
12 November 2018The General Data Protection Regulation (GDPR) is a piece of European Union legislation that regulates how personal data is collected, bought, so…
Research related to Axioma Risk
-
8 June 2023On 27 Apr 2023, Deutsche Borse announced a takeover of SimCorp to combine its existing data & analytics subsidiaries Qontigo and ISS under the u…
-
8 June 2023As investment firms and investors contemplate how to integrate environmental, social, and governance (ESG) issues into their investing decisions…
-
6 June 2023The current banking and business market cycle highlights the critical need for risk management platforms, data, analytics and models. Rising inf…
-
29 March 2023To facilitate adoption of AI and Machine Learning across the bank, CIBC built a shared AI/ML Platform in the Cloud. By taking care of governance…
-
29 March 2023With rising foreign investment in Vietnam, VP Bank wanted to offer their corporate customers currency and interest rate swaps, but the banks’ co…
-
29 March 2023Corporate pension plan sponsors conventionally operate in an “analog mode” where they have limited access to investment advice, with timely or r…
-
28 March 2023Bank of America's Operational Intelligence team developed Virtual On-Watch to automate incident response workflows. The tool improves operationa…
-
28 March 2023Growing regulatory focus and investor pressure are making climate risk assessment an imperative at banks. Within climate risk, a critical focus…
-
27 February 2023Industry standards are defined by industry-wide acceptance. It is that universality that makes them so hard to establish, and so useful once the…
-
2 February 2023The financial industry is at an inflection point, shaped by a confluence of macroeconomic forces, regulatory dynamics, and sociopolitical reperc…
-
30 January 2023Increasingly, risk offices at financial institutions are using advanced data management and artificial intelligence (AI), orchestration, high-pe…
-
31 October 2022Recorded on October 27th, 2022 Geopolitical and economic headwinds, following straight on the heels of the pandemic, highlight the need for resi…
-
28 October 2022Previsory is a portmanteau word coined by Celent to describe a forward-looking view of technology, and advice on how to respond to and leverage…
-
23 October 2022Geopolitical and economic headwinds, following straight on the heels of the pandemic, highlight the need for resilience and agility in Risk func…
-
11 July 2022The banking credit risk management apparatus has changed dramatically since the financial crisis of 2008. Many banks, savings and loan companies…
Research related to Axioma Portfolio
-
8 June 2023
On 27 Apr 2023, Deutsche Borse announced a takeover of SimCorp to combine its existing data & analytics subsidiaries Qontigo and ISS under the u…
-
8 June 2023
As investment firms and investors contemplate how to integrate environmental, social, and governance (ESG) issues into their investing decisions…
-
30 March 2023Socially responsible investing (SRI) has attracted an estimated 13% of the assets under professional management in the United States, amounting…
-
30 March 2023Merrill Advisor Match uses a preference-based matching formula to personalize the way prospective clients find, research, review, and connect wi…
-
29 March 2023The science of artificial intelligence is complicated. The technologies or sub domains that make up AI such as machine learning and natural lang…
-
29 March 2023As the communications channels used in capital markets trading proliferated and became more digital, Societe Generale identified a need to moder…
-
29 March 2023Celent is pleased to award Bernstein Private Wealth Management ("Bernstein”) with the 2023 Celent Model Wealth Manager Award for Essential and E…
-
29 March 2023
Corporate pension plan sponsors conventionally operate in an “analog mode” where they have limited access to investment advice, with timely or r…
-
8 March 2023Summary In-depth personalization experiences rely on relevant user data, unifying their engagement channels, and creating segments to build firs…
-
3 March 2023It is well known that advisors spend an inordinate amount of time on non-revenue producing and non-client facing activities. These include admin…
-
24 February 2023Our upcoming report Advisor Productivity: What’s Technology Got To Do, Got To Do With It? reveals that financial advisors spend an inordinate am…
-
30 September 2022Experiencing product value before purchase drives growth—Product-Led Growth:PLG •This is a primer for those who are not so familiar with Product…
-
24 July 2022Investment Culture Has Rooted in Japan, However Spread of Open APIs Is Slower than Expected In Japan, a country with a large amount of personal…
-
7 July 2022Profound shifts born from the wave of regulatory, capital, passive investing, and fee compression trends are continuing to alter the investment…
-
16 May 2022The acquisition of Redtail by Orion positions Orion as one of the most comprehensive all-in-one platform providers serving both RIAs and enterpr…