ITG Compliance Monitoring System

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Centrally manage global portfolio compliance activity across all phases of the investment process, security types, and global compliance directives. Real-time, pre-trade compliance checks help you avoid potential violations of ownership thresholds or other restrictions prior to execution. End-of-day capabilities automate the process of determining daily compliance status across a wide range of investments, funds, and mandates.

Key Features

Build and apply rules easily. Use our global rules library, “natural language” rule-building facility, and “drag and drop” capabilities to apply rules to portfolios or accounts.

Make informed investment decisions. Portfolio Managers can analyze the compliance impact of a proposed portfolio change quickly and effectively.

Protects your investments. Adheres to simple restriction rules as well as performs complex real-time calculations to minimize losses from excessive style drift, insufficient diversification, and credit exposure.

Resolve and respond quickly. View all relevant data for investigating exceptions through drill-down capabilities and links to embedded supporting documentation. Quickly compile historical data online to satisfy common requests from regulators and auditors.

Demonstrate “affirmative compliance”. Going beyond exception-based systems, it maintains your state of compliance for all rule evaluations, pass or fail.

Key Benefits

Product/Service details

User Suitability (Capital Markets & Investment)
Asset Managers, Asset Managers
Geographic Availability
Africa, Africa, Europe, Europe, Middle East, Middle East, North America, North America
Asset Class Coverage
Bonds, Bonds, Equities, Equities, Foreign Exchange (FX), Foreign Exchange (FX), Funds, Funds, Futures, Options and other Derivatives, Futures, Options and other Derivatives, Money Markets, Money Markets, Structured Products, Structured Products