CollateralPro

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Overview

CollateralPro delivers a comprehensive, enterprise-wide collateral management system that enables global investment banks, asset managers and service providers to transform regional and global operations. This Broadridge solution empowers firms to mitigate counterparty risk, comply with changing regulations, and embrace growth.   Its end-to-end collateral management capabilities support bi-lateral and cleared derivatives, as well as securities financing transactions.

In addition to providing excellent core collateral management functionality, CollateralPro offers an advanced optimization module which will improve liquidity and enhance revenue.

Key Features

Agreement management database

CollateralPro supports all international collateral agreement types, including ISDA CSA, GMRA and GMSLA. 

Automated exposure calculation and data feeds

Collateral requirements are automatically calculated based on data feeds in a wide variety of formats from both internal and external systems.

Exposure and margin management

Intelligent automation supports margin call workflow through configurable business rules, automatically providing counterparty notifications. Users can drill down from the realtime displays and see exposure at agreement, product and trade levels, as well as view outstanding collateral balances.

Asset and inventory management

Provides an overview of collateral inventory, showing assets available for rehypothecation and confirmed and predicted asset positions. The inventory can be accepted from firmwide positions to make a wider pool of available assets.

Settlement status workflow

Settlement workflow tracks the progress of collateral and cash interest entries, including failed settlements. Upon approval, collateral movements can be processed automatically in a straight-through process.

Reconciliation and dispute management

Margin call disputes can be tracked and managed in multiple by age, amount, counterparty or history. Detailed results can be exported to help resolve counterparty disputes.

Collateral interest calculation and statement

User-definable rules—including periods, rates spreads and internal firm financing rates—drive interest calculations on cash assets. Statements are sent automatically to clients for confirmation, and interest claim status is displayed on the dashboard.

MIS reporting

Fully customizable report templates can display trade details, holdings, exposure statements, mar-to-market comparisons and more. Reports can be run on an ad-hoc or scheduled basis, emailed to a specified address or exported to XML, Excel or PDF formats.

Key Benefits

Optimize Collateral Usage

Optimize collateral deployment across geographies, business lines and asset classes according to advanced business rules.

Automate Operations

Replace manual processes with automation that is customizable to your processes and based on industry best practices.

Make Better Decisions

See all your collateral positions and risk attributes in real-time with powerful decision support tools.

Reduce Counterparty Risk

Know your counterparty exposure at all times and utilize sophisticated workflow tools to efficiently meet your internal and external requirements.

Scalable, Evolving, Cost-Effective Collateral Management

A cost effective solution that can grow with your business, support optimal deployment of resources, increase productivity, while ensure your firm’s ongoing compliance with the shifting regulatory requirements.

Product/Service details

User Suitability (Capital Markets & Investment Mgmt)
Asset Managers, Trading firms, Wealth Managers
Geographic Availability
Europe, North America