Regulatory and Investor Reporting

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NorthPoint Financial/ACA Technology Solutions' Regulatory and Investor Reporting (RIR) is the single platform solution designed to handle the needs of today’s investment management community to successfully prepare for and respond to evolving regulatory mandates and new investor reporting imperatives.

Architected to be both modular and scalable, RIR is a fast to-deploy and extremely efficient solution for Form PF, AIFMD, CPO/PQR, OPERA, 13F/13D, and other emerging regulatory and investor reporting mandates. Investment managers can deploy the entire RIR platform or select modules that are applicable to current needs- adding others as new demands arise.

Key Features

  • Next generation modular platform for managing all data required for regulatory and investor reporting
  • Available modules: Form PF, AIFMD, OPERA, CPO-PQR, 13 D/G, 13H (available Q2 2014)
  • Can work with any client data source, including the NorthPoint Financial/ACA Technology Solutions Platform
  • Wizard-based approach for filing ease
  • Dynamic dashboards to monitor the preparation process
  • Full audit trails and controls
  • Side-by-side historical analysis

Key Benefits

  • Fast deployment
  • Improves operational due diligence
  • Simplifies data collection and institutionalizes regulatory reporting processes
  • Cost-effective solution to regulatory filings