SAS® Governance and Compliance Manager
This feature is upgradeable
For End Users
You can activate this feature and other links for ALL VENDORS with a VendorMatch Premium subscription. Additionally you can gain access to an increased depth of data, summary reports, RFX reports (detailed completed RFIs - available to financial institutions only) and comparison grids. Please click here for more information on Premium features.
For Vendors
Vendors can activate their links and gain access to analytics by upgrading to VendorMatch PRO. Please click here for more information
Speak with an analyst
Financial institutions and their advisors can subscribe to our Analyst Access* service. Effectively phone or (email) a friend you can have on tap advice and support provided by our analysts on this vendor, solution or solution category.
HOW TO SUBSCRIBE
To protect vendor data only financial institutions and recognized advisors can subscribe to VendorMatch Premium. Please click here for more information on Premium features
or contact us to discuss a subscription.
Subject to reasonable use.
Survey Summary
The Survey Summary provides a download of the vendor profile, solution profile and the VendorMatch Discovery survey vendor responses used to power the directory. All responses are provided by the vendor online.
Note that this report is a high level summary of the vendor's credentials and a solution's capabilities designed to assist with solution short-listing. The RFX report is the more comprehensive Request For Information report designed to support evaluation and selection, this will only show where the vendor has completed the "RFX" RFI.
HOW TO SUBSCRIBE
To protect vendor data only financial institutions and recognized advisors can subscribe to VendorMatch Premium. Please click here for more information on Premium features or contact us to discuss a subscription.
RFX Report
The RFX report is an XLS download of the Vendors response to the “RFX” Request for Information for this solution.
The RFX is a centralized golden copy of a RFI authored by our analysts based on their expertise in running real-life system evaluation and selection projects and completed by the vendor online.
Note to protect vendor that only Financial Institutions and recognized Advisor can subscribe to this feature.
In each instance the first time the link is used the user requests permission to access the RFX report and it is the vendor who is required to authorizes access. You will be alerted when the vendor has reviewed your request and granted permission.
HOW TO SUBSCRIBE
You can activate this feature with a VendorMatch Premium subscription. Please click here for more information on Premium features or contact us to discuss a subscription.
To learn more about subscribing to our service options, please contact us here
This feature is upgradeable
For End Users
You can activate this feature and other links for ALL VENDORS with a VendorMatch Premium subscription. Additionally you can gain access to an increased depth of data, summary reports, RFX reports (detailed completed RFIs - available to financial institutions only) and comparison grids. Please click here for more information on Premium features.
For Vendors
Vendors can activate their links and gain access to analytics by upgrading to VendorMatch PRO. Please click here for more information
Speak with an analyst
Financial institutions and their advisors can subscribe to our Analyst Access* service. Effectively phone or (email) a friend you can have on tap advice and support provided by our analysts on this vendor, solution or solution category.
HOW TO SUBSCRIBE
To protect vendor data only financial institutions and recognized advisors can subscribe to VendorMatch Premium. Please click here for more information on Premium features
or contact us to discuss a subscription.
Subject to reasonable use.
Survey Summary
The Survey Summary provides a download of the vendor profile, solution profile and the VendorMatch Discovery survey vendor responses used to power the directory. All responses are provided by the vendor online.
Note that this report is a high level summary of the vendor's credentials and a solution's capabilities designed to assist with solution short-listing. The RFX report is the more comprehensive Request For Information report designed to support evaluation and selection, this will only show where the vendor has completed the "RFX" RFI.
HOW TO SUBSCRIBE
To protect vendor data only financial institutions and recognized advisors can subscribe to VendorMatch Premium. Please click here for more information on Premium features or contact us to discuss a subscription.
RFX Report
The RFX report is an XLS download of the Vendors response to the “RFX” Request for Information for this solution.
The RFX is a centralized golden copy of a RFI authored by our analysts based on their expertise in running real-life system evaluation and selection projects and completed by the vendor online.
Note to protect vendor that only Financial Institutions and recognized Advisor can subscribe to this feature.
In each instance the first time the link is used the user requests permission to access the RFX report and it is the vendor who is required to authorizes access. You will be alerted when the vendor has reviewed your request and granted permission.
HOW TO SUBSCRIBE
You can activate this feature with a VendorMatch Premium subscription. Please click here for more information on Premium features or contact us to discuss a subscription.
To learn more about subscribing to our service options, please contact us here
This feature is upgradeable
For End Users
You can activate this feature and other links for ALL VENDORS with a VendorMatch Premium subscription. Additionally you can gain access to an increased depth of data, summary reports, RFX reports (detailed completed RFIs - available to financial institutions only) and comparison grids. Please click here for more information on Premium features.
For Vendors
Vendors can activate their links and gain access to analytics by upgrading to VendorMatch PRO. Please click here for more information
Speak with an analyst
Financial institutions and their advisors can subscribe to our Analyst Access* service. Effectively phone or (email) a friend you can have on tap advice and support provided by our analysts on this vendor, solution or solution category.
HOW TO SUBSCRIBE
To protect vendor data only financial institutions and recognized advisors can subscribe to VendorMatch Premium. Please click here for more information on Premium features
or contact us to discuss a subscription.
Subject to reasonable use.
Survey Summary
The Survey Summary provides a download of the vendor profile, solution profile and the VendorMatch Discovery survey vendor responses used to power the directory. All responses are provided by the vendor online.
Note that this report is a high level summary of the vendor's credentials and a solution's capabilities designed to assist with solution short-listing. The RFX report is the more comprehensive Request For Information report designed to support evaluation and selection, this will only show where the vendor has completed the "RFX" RFI.
HOW TO SUBSCRIBE
To protect vendor data only financial institutions and recognized advisors can subscribe to VendorMatch Premium. Please click here for more information on Premium features or contact us to discuss a subscription.
RFX Report
The RFX report is an XLS download of the Vendors response to the “RFX” Request for Information for this solution.
The RFX is a centralized golden copy of a RFI authored by our analysts based on their expertise in running real-life system evaluation and selection projects and completed by the vendor online.
Note to protect vendor that only Financial Institutions and recognized Advisor can subscribe to this feature.
In each instance the first time the link is used the user requests permission to access the RFX report and it is the vendor who is required to authorizes access. You will be alerted when the vendor has reviewed your request and granted permission.
HOW TO SUBSCRIBE
You can activate this feature with a VendorMatch Premium subscription. Please click here for more information on Premium features or contact us to discuss a subscription.
To learn more about subscribing to our service options, please contact us here
Overview
SAS Governance and Compliance Manager enables you to reduce firmwide risk by strengthening risk oversight. It builds trust across your organization through proactive and systematic management of risk exposures, including the development of an action plan to address and track issues – all the way to resolution. You can detect and prevent violations of regulations and policies, and ensure business activities align with your organization’s risk appetite, key stakeholder expectations and external obligations.
Key Features
Standardize and integrate risk management SAS Governance and Compliance Manager provides an integrated foundation for standardizing and managing strategic and operational risk, as well as consolidating information from all financial risk management systems. Develop an enterprise view of your risk exposure throughout the risk management life cycle – from risk identification to assessment, monitoring, response and resolution.
Visualize and monitor critical risks This solution links to a rich library of visualization tools for management reporting, enabling easy identification and ongoing monitoring of critical risks. A customizable alert engine automates the monitoring of trends in risk exposure and provides earlywarning alerts that enable proactive selection of the most appropriate risk response.
Policy management SAS Governance and Compliance Manager unites multiple processes and systems within a single foundation, which helps you manage compliance costs and prepare for new regulations. An end-to-end, configurable workflow lets compliance officers create standardized policies that document the details, resources, respondents and content for each policy.
Additionally, the solution provides a webbased, self-service policy respondent capability out-of-the box, so you can document whether all employees affected by a policy have received, read and understood it, agree to comply with it or raise any concerns.
Incident management SAS Governance and Compliance Manager captures and continuously monitors information from operational systems across the organization. With the solution, you can: Capture and monitor all governance and compliance-related incidents, including details such as events and their causes, controls that failed, consequences, insurance and noninsurance recoveries, remediation and related actions. Monitor issues and impacts, gauge their severity and link them to risks. Sort out root causes – including multiway combined effects – and distinguish between mistakes, control failures and willful noncompliance.
Audit management SAS Governance and Compliance Manager documents the details, scope, resources and schedule required for each audit. Auditors can document control testing results and send those results through a configurable approval workflow, including: • Prioritization of audit resources by identifying business units with critical risk exposures or control weaknesses. • Definition and management of audit plans and missions. • Manual control testing. • Control testing accommodates use of computer-aided audit tools (CAATs). • Audit point definition and issues. • Approval and monitoring of business unit remediation actions. • Proactive identification of deficient processes, emerging risks and changes to risk exposures across all business units through the definition and monitoring of alerts.
Key Benefits
Improve enterprise operational risk management. By offering a holistic and standardized view of operational risks and helping management ensure compliance, you can proactively identify issues and mitigate risk.
Make better decisions. As banks strengthen their governance and compliance initiatives, they need a firmwide view for decision support. Gain a comprehensive, 360-degree view of potential compliance and risk exposures and obligations. Easily view and explore connections among governance and compliance elements, integrate key performance and risk indicators, and monitor strategy execution to improve decision making.
Improve assessments. SAS Governance and Compliance Manager provides control frameworks, which are key to improving assessments. Continually collect active feedback from your risk experts, lines of business and business process managers, and then use this feedback to improve your risk profile, process effectiveness and overall operational risk management.
Increase efficiency and effectiveness. Reduce the chance of duplicate processes by enabling collaboration among risk managers, compliance officers and auditors.
Manage the life cycle of policies. The embedded workflow capability supports the entire life cycle of a policy – from evaluating the need for a new policy through creating, communicating, implementing, monitoring, updating and retiring policies. Compliance officers can also associate policies with governance and compliance objects, such as processes, obligations and objectives.
Manage multiple incidents and action plans. The solution provides early warning signals of emerging operational risks via a comprehensive alert engine and links to potential sources of these issues. It can help you define and monitor multiple action plans to ensure follow-up and resolution, from the initial capture of incidents to ongoing monitoring and resolution.
Plan and manage audits. Audit and compliance management can plan for audits over periodic cycles and capture required actions based on their findings. The solution lets you easily manage and report on milestones. This assures both internal and external stakeholders that core business processes are continuously monitored and audited, and any deficiencies are addressed.