Create a vendor selection project & run comparison reports
Click to express your interest in this report
Indication of coverage against your requirements
A subscription is required to activate this feature. Contact us for more info.
Celent have reviewed this profile and believe it to be accurate.
Employee compliance is one of the most burdensome aspects of running a compliance program. Compliance ELF gives you one of a kind flexibility to create an employee compliance portal to handle a wide range of employee compliance issues.
- Personal Trading / Dealing Monitoring
- Over 2,800 automated broker feeds
- Gift and entertainment reporting
- Political Contribution reporting
- Attestations and affirmations
User Suitability (Capital Markets & Investment)
Asset Managers, Trading firms, Wealth Managers