Form PF

AxiomSL, global leader in regulatory reporting solutions and risk management for over 20 years, delivers a data-driven platform, which meets all filing requirements for Private Funds, Large Hedge Funds and Large Private Equity & Liquidity Funds in addressing all the steps of Form PF (“Private Fund”) from: scoping & sourcing client existing data structures, to aggregations, calculations, and validation rules to XML submission. It is adaptable to clients with minimum in-house IT infrastructure in addressing complex funds and extensive disclosures for investment advisers.

AxiomSL’s reporting solution is successfully deployed in a cloud-based or/and on-site environment. With our solution, clients can access and edit data already stored on the virtual server to enrich data records, monitor internal data procedures, and streamline controls & processes to successfully transfer this data to the form. This automated regulatory reporting solution, with a dynamic dashboard showing incidences of nonconformance, delivers the necessary controls and analytical tools to navigate and update critical data to meet disclosure requirements for Form PF and ongoing regulations.

• Dynamic dashboard that includes:
  • data sourcing, issues resolution and electronic submission
  • status alerts for any unfinished sections that need to be completed prior to filing
  • multi-level sign off controls to enable management review of completed report
• Cloud or on-site deployment capability
• Data management capabilities with a robust data modeling and full interoperability withclient infrastructure
• Interface with existing data sources (Advent-Geneva, Investran, VPM, Prime Brokers, etc.)
• Key indicators to monitor gap analysis and identify incidences of nonconformance
• Seamless integration of sources data models to Visual Business Rules, aggregation resultsand reports
• Complete workflow - for automated end to end processing
• Flexibility and scalability in merging clients’ data models
• Funds scoping and aggregating all RIAs’ funds, positions, etc.
• Analytical, Exception & Custom Reporting and features to build additional management reports
• Complete audit trail of activity on the systems with time and date stamps and the user name
• Input and output of validation check
• Fully controlled environment based on permissions and role
• Variance analysis and suite of various reporting options
• Electronic submission using FINRA XML schema.

• Empowers clients with a cost effective operational platform, ensuring complete transparency with an audit trail, to successfully monitor risks and regulatory requirements.
• Enables clients to view data and processes at every step and ensure data integrity originating from disparate sources and systems.
• Interfaces with fund managers’ existing data infrastructure and processes, eliminating the need for expensive customization programming.
• Empowers clients to integrate regulatory reporting process on a single platform, removing manual workarounds, vendor dependency, redundant activities and reducing operational cost.