Investment Compliance Solutions
    Funds-Axis Ltd
    Investment Compliance Solutions
    OVERVIEW

    We provide out-of-the box coverage of regulatory rules, industry sector rules and prospectus / mandate rules. Regulatory rule sets include UCITS rules as well as US 1940 Act, Canadian Mutual fund rules, Hong Kong, Singapore, Swiss rules and many other rules based on fund domicile.

    Our comprehensive Investment Compliance Monitoring Software enables you to meet your post-trade compliance needs in accordance with the different regulatory requirements.

    Our monitoring solution is being used by leading global asset managers, banks, management companies, fund administrators and custodians to automate their regulatory compliance through industry-leading cloud technology.