May 21, 2015
This report looks at the features of modern surveillance systems and the drivers for their use among buy side and sell side firms. Market surveillance is not an easy job, and the boundaries of what the surveillance systems are expected to include...
May 12, 2015
Wearable technology is quickly gaining interest and momentum among consumers and enterprises. Wearables are digital devices that can be worn on the body (i.e., glasses, watches, cameras, clips), can be controlled with minimal manual input, and offer...
May 8, 2015
Historically, firms and advisors have framed the mantra of “alignment with client interests” in terms of growth of assets under management. This view is now outdated, as increased longevity means the winding down of retirement assets may take place...
May 6, 2015
Market surveillance technology is becoming a critical element of trading platforms in the capital markets. It allows regulators, exchanges, and sell side and buy side firms to have smooth operations while ensuring any unfair or illegal trading...
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